MF Global

Results: 146



#Item
111Investment Industry Regulatory Organization of Canada / Securities / Business / MF Global / Finance / Financial economics / Self-regulatory organizations / Financial regulation

For further information, please contact: Jeff Kehoe Vice President, Enforcement[removed]removed]

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2012-05-22 15:28:51
112Investment / Financial markets / Commodity broker / Commodity Futures Trading Commission / Futures contract / Commodity Exchange Act / National Futures Association / MF Global / Commodity pool / Financial economics / Commodities market / Finance

113TH CONGRESS " HOUSE OF REPRESENTATIVES 2d Session !

Add to Reading List

Source URL: www.gpo.gov

Language: English - Date: 2014-06-10 00:14:54
113Investment / Financial regulation / Investment Industry Regulatory Organization of Canada / Securities / Canadian securities regulation / Late-2000s financial crisis / MF Global / Exempt market dealer / Non-reporting issuer / Economics / Financial economics / Economic history

SWJ Keynote Address – IIROC’s Regulatory Agenda

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2013-04-16 10:40:04
114Investment / Self-regulatory organizations / Financial regulation / Investment Industry Regulatory Organization of Canada / Securities / Canadian Investor Protection Fund / Exempt market dealer / Canadian securities regulation / MF Global / Financial economics / Business / Finance

How We Work IIROC’s regional roots run deep and its district Councils and policy RAISING THE BAR Vancouver

Add to Reading List

Source URL: www.iiroc.ca

Language: English - Date: 2013-02-01 15:12:51
115Commodity Futures Trading Commission / MF Global / Derivative / Continuing legal education / Dodd–Frank Wall Street Reform and Consumer Protection Act / Schiff Hardin / Leo Melamed / Futures contract / Sidley Austin / Financial economics / Finance / Economy of the United States

Center for International Law ® 2012 Conference

Add to Reading List

Source URL: globalmarkets.jmls.edu

Language: English - Date: 2012-12-14 16:11:45
116Financial markets / Futures contract / MF Global / Commodity broker / Futures exchange / Commodity Futures Trading Commission / Portfolio margin / Derivative / Credit default swap / Financial economics / Finance / Investment

ICE planning to enable more implied prices in Futures Products

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2012-05-10 10:44:08
117Financial system / Commodity Futures Trading Commission / MF Global / Commodity Pool Operator / IntercontinentalExchange / Foreign exchange market / Commodity pool / Futures contract / Commodity Exchange Act / Commodities market / Financial economics / Finance

It’s in everything we do. INSIDE • FCM FINANCIAL REPORTING REQUIREMENTS • ELECTRONIC CONFIRMATION

Add to Reading List

Source URL: www.nfa.futures.org

Language: English - Date: 2013-01-28 15:47:51
118Types of insurance / Financial institutions / Institutional investors / Securities Investor Protection Corporation / Reinsurance / Futures contract / Insurance / Captive insurance / MF Global / Financial economics / Investment / Finance

CUSTOMER ASSET PROTECTION INSURANCE FOR U.S. FUTURES MARKET CUSTOMERS November 15, 2013 EXECUTIVE SUMMARY

Add to Reading List

Source URL: www.nfa.futures.org

Language: English - Date: 2013-11-14 14:31:51
119MF Global / Stock exchange / Stock market / U.S. Securities and Exchange Commission / Investment / Fraud / Joseph S. Forte / Year of birth missing / Business

SEC Complaint: Joseph S. Forte, et al.

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2009-01-08 11:45:45
120Economy of the United States / Finance / Gary Gensler / Year of birth missing / Futures contract / Dodd–Frank Wall Street Reform and Consumer Protection Act / MF Global / Derivative / Sean O. Cota / Financial economics / Commodity Futures Trading Commission / Late-2000s financial crisis

S. HRG. 112–734 FINANCIAL SERVICES AND GENERAL GOVERNMENT APPROPRIATIONS FOR FISCAL YEAR[removed]HEARINGS

Add to Reading List

Source URL: www.gpo.gov

Language: English - Date: 2013-03-19 05:47:48
UPDATE